Catherine Elizabeth Carter

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jupiter Unit Trust Managers Limited

    FRN 122488

    • SMF16 Compliance Oversight (since 27 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Mar 2022)
  • Jupiter Asset Management Limited

    FRN 141274

    • SMF16 Compliance Oversight (since 27 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Mar 2022)
  • JUPITER INVESTMENT MANAGEMENT LIMITED

    FRN 171847

    • SMF16 Compliance Oversight (since 27 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Mar 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Sep 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Sep 2020)
    • CF11 Money Laundering Reporting (12 Aug 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Aug 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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