Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2023)
- SMF27 Partner (9 Dec 2019 to 31 Oct 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 31 Oct 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Oct 2023)
- CF4 Partner (16 Jan 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (16 Jan 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (16 Jan 2018 to 8 Dec 2019)
- CF30 Customer (16 Jan 2018 to 8 Dec 2019)
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- CF30 Customer (24 Nov 2016 to 15 Jan 2018)
- CF4 Partner (AR) (24 Nov 2016 to 15 Jan 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.