Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Apr 2011 to 8 Dec 2019)
    • CF4 Partner (1 Apr 2011 to 8 Dec 2019)
  • J. STERN & CO LLP (no longer approved here)

    FRN 588344

    • CF30 Customer (18 Sep 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.