Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Anstee & Co Limited (no longer approved here)

    FRN 577360

    • [FCA CF] Functions requiring qualifications (1 Nov 2020 to 30 Jun 2024)
    • [FCA CF] Client dealing (1 Nov 2020 to 28 Jun 2024)
    • CF30 Customer (1 Oct 2014 to 8 Dec 2019)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (30 Mar 2012 to 29 Sep 2014)
  • Curo Wealth Management Ltd (no longer approved here)

    FRN 569720

    • Employed By (30 Mar 2012 to 29 Sep 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (4 Jul 2011 to 15 Feb 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (30 Jun 2003 to 20 Oct 2004)
    • CF22 Investment Adviser (Trainee) (19 Jun 2002 to 30 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.