Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (1 Nov 2020 to 30 Jun 2024)
- [FCA CF] Client dealing (1 Nov 2020 to 28 Jun 2024)
- CF30 Customer (1 Oct 2014 to 8 Dec 2019)
-
- CF30 Customer (30 Mar 2012 to 29 Sep 2014)
-
- Employed By (30 Mar 2012 to 29 Sep 2014)
-
- CF30 Customer (4 Jul 2011 to 15 Feb 2012)
-
- CF21 Investment Adviser (30 Jun 2003 to 20 Oct 2004)
- CF22 Investment Adviser (Trainee) (19 Jun 2002 to 30 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.