Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • Director of firm who is not a certification employee or a SMF manager (25 Feb 2020 to 31 Jan 2024)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • Director of firm who is not a certification employee or a SMF manager (25 Feb 2020 to 31 Jan 2024)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • Director of firm who is not a certification employee or a SMF manager (25 Feb 2020 to 31 Jan 2024)
  • TRADITION LONDON CLEARING LIMITED (no longer approved here)

    FRN 190632

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Jan 2024)
    • CF2 Non Executive Director (6 Oct 2009 to 8 Dec 2019)
    • CF3 Chief Executive (10 Jul 2003 to 30 Nov 2005)
    • CF8 Apportionment and Oversight (10 Jul 2003 to 30 Nov 2005)
    • CF1 Director (10 Jul 2003 to 30 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.