Catherine Ann Wilde

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited

    FRN 578614

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 15 Nov 2023)
    • [FCA CF] Client dealing (since 15 Nov 2023)
  • LONDON & COUNTRY MORTGAGES LIMITED (no longer approved here)

    FRN 143002

    • [FCA CF] Functions requiring qualifications (1 Nov 2021 to 27 Mar 2023)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 1 Aug 2021)
    • CF30 Customer (6 Jan 2011 to 1 May 2013)
    • CF21 Investment Adviser (24 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Aug 2007 to 24 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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