Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 29 Sep 2025)
    • [PRA CF] Significant risk taker or Material risk taker (1 Sep 2025 to 29 Sep 2025)
    • [FCA CF] Significant management (1 Sep 2025 to 29 Sep 2025)
    • SMF7 Group Entity Senior Manager (since 29 Sep 2025)
    • SMF18 Other Overall Responsibility (since 17 Feb 2023)
  • The Mortgage Works (UK) Plc (no longer approved here)

    FRN 189623

    • SMF7 Group Entity Senior Manager (17 Feb 2023 to 5 Dec 2024)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [PRA CF] Significant risk taker or Material risk taker (2 Jan 2020 to 17 Oct 2022)
    • [FCA CF] Material risk taker (2 Jan 2020 to 17 Oct 2022)
    • CF29 Significant management (2 Jun 2014 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Material risk taker (25 Nov 2016 to 24 Nov 2019)
    • [PRA CF] Significant risk taker or Material risk taker (25 Nov 2016 to 24 Nov 2019)
    • CF29 Significant management (2 Jun 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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