Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 7 Feb 2011)
    • CF21 Investment Adviser (27 Apr 2006 to 31 Oct 2007)
  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • CF21 Investment Adviser (2 Dec 2004 to 22 Mar 2006)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (20 May 2002 to 6 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.