Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Manager of certification employee (9 Jul 2018 to 18 Jan 2023)
    • [FCA CF] Client dealing (17 Oct 2016 to 18 Jan 2023)
    • [FCA CF] Material risk taker (17 Oct 2016 to 18 Jan 2023)
    • [PRA CF] Managing a material risk taker (17 Oct 2016 to 18 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (17 Oct 2016 to 18 Jan 2023)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (7 Mar 2016 to 12 Jul 2016)
    • [FCA CF] Client dealing (7 Mar 2016 to 12 Jul 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 14 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (14 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.