Catalin Petcu

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SMBC Bank International plc
FRN 223304
- [FCA CF] Client dealing (since 17 Apr 2024)
Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)
FRN 769072
- [FCA CF] Client dealing (17 Apr 2024 to 24 Apr 2026)
NatWest Markets Plc (no longer approved here)
FRN 121882
- [FCA CF] Client dealing (13 May 2019 to 13 Mar 2020)
- CF30 Customer (3 Dec 2007 to 6 Mar 2016)
THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)
FRN 114724
- [FCA CF] Client dealing (2 Apr 2018 to 6 May 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.