Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AllianceBernstein Limited
FRN 147956
- SMF18 Other Overall Responsibility (since 31 May 2024)
- [FCA CF] Material risk taker (since 20 May 2024)
- [FCA CF] Material risk taker (1 Jul 2022 to 27 Oct 2023)
- SMF18 Other Overall Responsibility (21 Feb 2022 to 27 Oct 2023)
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- [FCA CF] Material risk taker (7 Mar 2023 to 10 Jan 2024)
- SMF18 Other Overall Responsibility (16 May 2022 to 11 Jan 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.