Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rathbones Investment Management Limited
FRN 116316
- SMF16 Compliance Oversight (since 31 Jan 2026)
- SMF4 Chief Risk (since 31 Jan 2026)
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- [PRA CF] Significant risk taker or Material risk taker (27 Jan 2025 to 7 Nov 2025)
- [FCA CF] Significant management (8 Oct 2024 to 7 Nov 2025)
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- [PRA CF] Significant risk taker or Material risk taker (27 Jan 2025 to 7 Nov 2025)
- [FCA CF] Significant management (8 Oct 2024 to 7 Nov 2025)
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- [FCA CF] Manager of certification employee (15 Jan 2025 to 24 Jan 2025)
- [PRA CF] Managing a material risk taker (19 Dec 2024 to 17 Feb 2025)
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- [FCA CF] Material risk taker (1 Nov 2023 to 15 Jul 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.