Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 31 Jan 2026)
    • SMF4 Chief Risk (since 31 Jan 2026)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (27 Jan 2025 to 7 Nov 2025)
    • [FCA CF] Significant management (8 Oct 2024 to 7 Nov 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (27 Jan 2025 to 7 Nov 2025)
    • [FCA CF] Significant management (8 Oct 2024 to 7 Nov 2025)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • [FCA CF] Manager of certification employee (15 Jan 2025 to 24 Jan 2025)
    • [PRA CF] Managing a material risk taker (19 Dec 2024 to 17 Feb 2025)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Material risk taker (1 Nov 2023 to 15 Jul 2024)

Recent activity

Updates to this individual's record on the FCA register.

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