Casey Tarryn Graham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ASCOT LLOYD FINANCIAL PLANNING LIMITED

    FRN 144519

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 9 Sep 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Jul 2022)
    • CF30 Customer (26 Nov 2015 to 15 Jul 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (2 Jul 2014 to 20 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.