Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 28 Jul 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 28 Jul 2022)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 22 Feb 2024)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (14 Jul 2006 to 31 Oct 2007)
  • Citibank, N.A.

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (since 28 Jul 2022)
    • [FCA CF] Material risk taker (since 28 Jul 2022)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (25 Aug 2016 to 22 Feb 2024)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (14 Jul 2006 to 31 Oct 2007)
    • [PRA CF] Significant risk taker or Material risk taker (since 28 Jul 2022)
    • [FCA CF] Material risk taker (since 28 Jul 2022)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (25 Aug 2016 to 22 Feb 2024)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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