Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Client dealing (since 20 Aug 2020)
- [PRA CF] Significant risk taker or Material risk taker (24 Jan 2019 to 6 Aug 2019)
- [FCA CF] Manager of certification employee (13 Jul 2018 to 7 Mar 2024)
- [FCA CF] Client dealing (4 Jan 2017 to 28 Jul 2020)
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- [FCA CF] Manager of certification employee (24 Jan 2019 to 7 Aug 2019)
- [PRA CF] Significant risk taker or Material risk taker (24 Jan 2019 to 6 Aug 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.