Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 13 Mar 2025)
    • [FCA CF] Functions requiring qualifications (11 Nov 2022 to 11 Feb 2024)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (15 Jul 2021 to 31 Aug 2022)
  • Prudent Financial Planning Services Ltd (no longer approved here)

    FRN 707566

    • [FCA CF] Functions requiring qualifications (5 Oct 2020 to 27 May 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.