Carrie Louise Morris

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Carloumi Private Finance Limited

    FRN 751669

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 25 Nov 2016)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • CF10 Compliance Oversight (4 Jan 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (25 Nov 2016 to 30 Sep 2018)
    • CF1 Director (25 Nov 2016 to 8 Dec 2019)
  • Carloumi Private Finance Limited (no longer approved here)

    FRN 554332

    • Employed By (31 Aug 2011 to 25 Nov 2016)

Recent activity

Updates to this individual's record on the FCA register.

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