Carolynn Jayne Cosby

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (13 May 2016 to 1 Jul 2018)
    • CF30 Customer (5 Mar 2008 to 26 Sep 2011)
    • CF21 Investment Adviser (11 Jan 2005 to 23 Sep 2007)
    • CF22 Investment Adviser (Trainee) (21 Jan 2003 to 11 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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