Carolyn Thornley-Yates

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Stafford Railway Building Society

    FRN 206063

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF18 Other Overall Responsibility (since 1 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 30 Aug 2024)
    • [FCA CF] Significant management (since 30 Aug 2024)
    • [PRA CF] Managing a material risk taker (since 30 Aug 2024)
    • [FCA CF] Functions requiring qualifications (since 30 Aug 2024)
    • [FCA CF] Manager of certification employee (since 30 Aug 2024)
    • [FCA CF] Material risk taker (since 30 Aug 2024)
  • Hinckley and Rugby Building Society (no longer approved here)

    FRN 206043

    • [PRA CF] Significant risk taker or Material risk taker (27 Jun 2023 to 23 Feb 2024)
    • [FCA CF] Material risk taker (27 Jun 2023 to 23 Feb 2024)

Recent activity

Updates to this individual's record on the FCA register.

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