Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF4 Partner (AR) (since 5 Jul 2018)
- CF30 Customer (since 29 Nov 2012)
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Quilter Mortgage Planning Limited
FRN 440718
- CF4 Partner (AR) (since 8 Aug 2018)
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Crystal Financial Consultants
FRN 211489
- Employed By (since 4 Jul 2018)
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- Employed By (18 Jan 2017 to 4 Jul 2018)
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- Employed By (29 Nov 2012 to 8 Aug 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.