Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 22 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 22 Oct 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (24 Jun 2010 to 18 Jul 2012)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 26 Jun 2008)
    • CF21 Investment Adviser (26 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.