Carolyn Diana Gilchrist

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

First Sentier Investors International IM Limited
FRN 122512
- [FCA CF] Client dealing (since 17 Oct 2025)
- [FCA CF] Manager of certification employee (since 17 Oct 2025)
- [FCA CF] Significant management (since 17 Oct 2025)
Langham Hall Fund Management LLP (no longer approved here)
FRN 746018
- CF30 Customer (22 Dec 2021 to 28 Jan 2025)
Stonepeak Partners (UK) LLP (no longer approved here)
FRN 924108
- (13)Employed By (22 Dec 2021 to 28 Jan 2025)
M&G Investment Management Limited (no longer approved here)
FRN 119328
- [FCA CF] Client dealing (21 Jul 2020 to 30 Sep 2021)
- [FCA CF] Manager of certification employee (21 Jul 2020 to 30 Sep 2021)
- CF30 Customer (8 Jun 2011 to 8 Dec 2019)
M&G Alternatives Investment Management Limited (no longer approved here)
FRN 122011
- [FCA CF] Manager of certification employee (21 Jul 2020 to 30 Sep 2021)
- [FCA CF] Client dealing (21 Jul 2020 to 30 Sep 2021)
- CF30 Customer (5 Mar 2014 to 8 Dec 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.