Carolyn Ann Bell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stonehage Fleming Investment Management Limited

    FRN 194382

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 23 Dec 2025)
    • [FCA CF] Client dealing (since 14 Aug 2024)
    • [FCA CF] Functions requiring qualifications (since 14 Aug 2024)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Mar 2024)
    • CF30 Customer (8 May 2014 to 8 Dec 2019)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF30 Customer (22 May 2014 to 22 Sep 2015)
  • Aegon Asset Management Ltd (no longer approved here)

    FRN 515464

    • Employed By (22 May 2014 to 22 Sep 2015)
  • Baillie Gifford Overseas Limited (no longer approved here)

    FRN 121818

    • CF30 Customer (27 Aug 2012 to 30 Apr 2013)
  • Baillie Gifford & Co (no longer approved here)

    FRN 142597

    • CF30 Customer (27 Aug 2012 to 30 Apr 2013)

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Updates to this individual's record on the FCA register.

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