Caroline Victoria Body

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited

    FRN 830170

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Apr 2020)
    • [FCA CF] Client dealing (since 7 Apr 2020)
    • CF30 Customer (13 Jun 2019 to 8 Dec 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (20 Jul 2011 to 14 Sep 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 28 Feb 2011)
    • CF21 Investment Adviser (27 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Jul 2004 to 27 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.