Caroline Teresa Royle

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • R.A. Cowen & Partners (Financial Services) Limited (no longer approved here)

    FRN 126112

    • SMF3 Executive Director (9 Dec 2019 to 21 Apr 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Apr 2020)
    • CF1 Director (AR) (23 Jul 2013 to 21 Apr 2020)
    • CF1 Director (17 Aug 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Aug 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 23 Feb 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Cowens Employee Benefits Ltd (no longer approved here)

    FRN 603624

    • (4)Employed By (23 Jul 2013 to 21 Apr 2020)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Cowens Employee Benefits Ltd

  2. controlled function added: (4)Employed By at Cowens Employee Benefits Ltd