Caroline Susanne Haas

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY

    FRN 114724

    • [FCA CF] Client dealing (since 1 Apr 2025)
    • [FCA CF] Manager of certification employee (since 1 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2025)
  • NatWest Markets Plc

    FRN 121882

    • [PRA CF] Significant risk taker or Material risk taker (since 8 Oct 2021)
    • [FCA CF] Manager of certification employee (21 Apr 2022 to 31 Mar 2025)
    • [FCA CF] Client dealing (24 Oct 2019 to 31 Mar 2025)

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Updates to this individual's record on the FCA register.

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