Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Manager of certification employee (since 7 Mar 2024)
- [FCA CF] Material risk taker (since 7 Mar 2024)
- SMF18 Other Overall Responsibility (since 17 Sep 2020)
- [FCA CF] Material risk taker (25 Sep 2019 to 17 Sep 2020)
- [FCA CF] Manager of certification employee (25 Sep 2019 to 17 Sep 2020)
-
Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Material risk taker (since 7 Mar 2024)
- [FCA CF] Manager of certification employee (since 7 Mar 2024)
- SMF18 Other Overall Responsibility (since 17 Sep 2020)
- [FCA CF] Manager of certification employee (25 Sep 2019 to 17 Sep 2020)
- [FCA CF] Material risk taker (25 Sep 2019 to 17 Sep 2020)
-
- [FCA CF] Significant management (since 7 Mar 2024)
- [FCA CF] Manager of certification employee (since 7 Mar 2020)
- [FCA CF] Material risk taker (since 7 Mar 2020)
-
Morgan Stanley Investment Management Limited
FRN 121920
- SMF18 Other Overall Responsibility (since 17 Sep 2020)
- [FCA CF] Manager of certification employee (7 Mar 2020 to 17 Sep 2020)
- [FCA CF] Material risk taker (7 Mar 2020 to 17 Sep 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.