Caroline Stirling

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corebridge Institutional Investments (Europe) Limited (no longer approved here)

    FRN 500338

    • CF1 Director (4 Jan 2010 to 23 Apr 2013)
    • CF11 Money Laundering Reporting (4 Jan 2010 to 31 Jul 2015)
    • CF10 Compliance Oversight (4 Jan 2010 to 31 Jul 2015)
  • PineBridge Investments Europe Limited (no longer approved here)

    FRN 122531

    • CF8 Apportionment and Oversight (3 Jul 2002 to 1 Jul 2004)
    • CF1 Director (1 Dec 2001 to 26 Mar 2010)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 23 Jul 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 4 Jan 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.