Caroline Simmonds

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Eadon & Co Ltd

    FRN 816029

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 12 Apr 2024)
    • [FCA CF] Client dealing (since 12 Apr 2024)
    • [FCA CF] Functions requiring qualifications (16 Nov 2023 to 28 Nov 2023)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (23 Jan 2024 to 25 Apr 2024)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (23 Jan 2024 to 31 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

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