Caroline Patricia Boddy

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED

    FRN 139253

    • [FCA CF] Client dealing (since 24 Sep 2021)
    • [FCA CF] Manager of certification employee (14 Aug 2024 to 23 Feb 2026)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (22 Mar 2021 to 8 Jul 2021)
    • [FCA CF] Client dealing (27 Aug 2019 to 9 Sep 2021)
  • Natixis (no longer approved here)

    FRN 206092

    • [FCA CF] Client dealing (7 Mar 2016 to 30 Apr 2019)
    • CF30 Customer (4 Mar 2015 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (1 Sep 2014 to 24 Nov 2014)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 29 Sep 2011)
    • CF21 Investment Adviser (3 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.