Caroline McCulloch

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HL Partnership Limited

    FRN 303397

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 10 Sep 2021)
    • CF1 Director (AR) (since 8 Sep 2021)
  • Serene Advice Ltd

    FRN 954315

    • (1)Employed By (since 8 Sep 2021)
  • Andrea Irving-Morse Associates Limited (no longer approved here)

    FRN 754546

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Jul 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 15 Jul 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Jul 2021)

Recent activity

Updates to this individual's record on the FCA register.

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