Caroline Mary Williams

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sovereign Wealth Limited (no longer approved here)

    FRN 471459

    • (21)Employed By (25 Sep 2023 to 7 Apr 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Apr 2025)
    • CF30 Customer (4 Sep 2014 to 7 Apr 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 31 Aug 2014)
    • CF22 Investment Adviser (Trainee) (1 Nov 2006 to 10 May 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.