Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Verity Financial Planners Ltd
FRN 1006548
- SMF3 Executive Director (since 2 Apr 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Apr 2024)
- SMF16 Compliance Oversight (since 2 Apr 2024)
- Responsible for Insurance Distribution (since 2 Apr 2024)
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- CF1 Director (AR) (25 Jan 2021 to 27 Mar 2024)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Mar 2024)
- CF4 Partner (AR) (8 Sep 2011 to 8 Nov 2023)
- CF30 Customer (30 Mar 2011 to 27 Mar 2024)
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- Employed By (25 Jan 2021 to 27 Mar 2024)
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- Employed By (15 Apr 2015 to 29 Nov 2016)
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- Employed By (18 Jul 2011 to 27 Mar 2024)
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- Employed By (30 Mar 2011 to 27 Mar 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.