Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 2 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Apr 2024)
    • SMF16 Compliance Oversight (since 2 Apr 2024)
    • Responsible for Insurance Distribution (since 2 Apr 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (25 Jan 2021 to 27 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Mar 2024)
    • CF4 Partner (AR) (8 Sep 2011 to 8 Nov 2023)
    • CF30 Customer (30 Mar 2011 to 27 Mar 2024)
  • Verity Financial Planners Ltd (no longer approved here)

    FRN 938560

    • Employed By (25 Jan 2021 to 27 Mar 2024)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (15 Apr 2015 to 29 Nov 2016)
  • Crandles & Co LLP (no longer approved here)

    FRN 555950

    • Employed By (18 Jul 2011 to 27 Mar 2024)
  • Caroline Cochrane (no longer approved here)

    FRN 539709

    • Employed By (30 Mar 2011 to 27 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

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