Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (15 Jan 2021 to 15 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (14 Jan 2021 to 31 Oct 2025)
    • [FCA CF] Manager of certification employee (22 May 2020 to 16 May 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (15 Jan 2021 to 15 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (14 Jan 2021 to 31 Oct 2025)
    • [FCA CF] Manager of certification employee (22 May 2020 to 16 May 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (14 Oct 2019 to 27 Dec 2019)
    • [FCA CF] Manager of certification employee (14 Oct 2019 to 27 Dec 2019)
    • [FCA CF] Material risk taker (1 Apr 2019 to 27 Dec 2019)
    • CF30 Customer (10 Aug 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.