Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank PLC
FRN 119278
- [PRA CF] Significant risk taker or Material risk taker (since 9 Nov 2022)
- [FCA CF] Material risk taker (since 9 Nov 2022)
- [PRA CF] Managing a material risk taker (9 Nov 2022 to 10 Nov 2022)
- [FCA CF] Manager of certification employee (9 Nov 2022 to 10 Nov 2022)
- [FCA CF] Material risk taker (30 Apr 2020 to 1 Nov 2022)
- [PRA CF] Significant risk taker or Material risk taker (9 Apr 2018 to 8 Apr 2020)
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Bank of Scotland plc
FRN 169628
- [FCA CF] Material risk taker (since 9 Nov 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 9 Nov 2022)
- [FCA CF] Manager of certification employee (9 Nov 2022 to 10 Nov 2022)
- [PRA CF] Managing a material risk taker (9 Nov 2022 to 10 Nov 2022)
- [PRA CF] Significant risk taker or Material risk taker (30 Apr 2020 to 23 Sep 2020)
- [FCA CF] Material risk taker (30 Apr 2020 to 23 Sep 2020)
Recent activity
Updates to this individual's record on the FCA register.
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