Caroline Joyce

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Citizens Advice Central Nottinghamshire
FRN 617558
- Director of firm who is not a certification employee or a SMF manager (since 5 Dec 2024)
Loughborough Building Society (no longer approved here)
FRN 157258
- Responsibility for MCD Intermediation (21 Mar 2016 to 30 Jun 2022)
- SMF3 Executive Director (7 Mar 2016 to 30 Jun 2022)
- Responsible for Insurance Mediation (17 Feb 2009 to 6 Jul 2009)
- CF11 Money Laundering Reporting (17 Feb 2009 to 6 Jul 2009)
- CF1 Director (14 Nov 2003 to 6 Mar 2016)
Staffordshire Building Society (no longer approved here)
FRN 158699
- CF14 Risk Assessment (1 Dec 2001 to 31 Jan 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.