Caroline Jane Richardson

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Monument Bank Limited (no longer approved here)

    FRN 849724

    • SMF2 Chief Finance (4 Jun 2024 to 16 Dec 2025)
  • PCF Bank Limited (no longer approved here)

    FRN 747017

    • SMF2 Chief Finance (5 Jul 2021 to 7 Feb 2024)
  • LDF Ops Limited (no longer approved here)

    FRN 625155

    • SMF3 Executive Director (15 Sep 2020 to 29 Sep 2020)
  • LDF Operations Limited (no longer approved here)

    FRN 630633

    • SMF3 Executive Director (15 Sep 2020 to 29 Sep 2020)
  • LDF Finance No.1 Limited (no longer approved here)

    FRN 716262

    • SMF3 Executive Director (15 Sep 2020 to 29 Sep 2020)
  • LDF Finance No. 3 Limited (no longer approved here)

    FRN 716801

    • SMF3 Executive Director (15 Sep 2020 to 29 Sep 2020)
  • LDF FINANCE NO. 2 LIMITED (no longer approved here)

    FRN 717356

    • SMF3 Executive Director (15 Sep 2020 to 29 Sep 2020)
  • Mortgage Agency Services Number Six Limited (no longer approved here)

    FRN 303224

    • Responsible for Insurance Distribution (1 Oct 2018 to 6 Nov 2018)
    • Responsibility for MCD Intermediation (22 May 2017 to 6 Nov 2018)
    • Responsible for Insurance Mediation (22 May 2017 to 30 Sep 2018)
    • CF1 Director (9 May 2017 to 6 Nov 2018)
  • Mortgage Agency Services Number Two Limited (no longer approved here)

    FRN 303245

    • Responsible for Insurance Distribution (1 Oct 2018 to 6 Nov 2018)
    • Responsibility for MCD Intermediation (22 May 2017 to 6 Nov 2018)
    • Responsible for Insurance Mediation (22 May 2017 to 30 Sep 2018)
    • CF1 Director (9 May 2017 to 6 Nov 2018)
  • Mortgage Agency Services Number Five Limited (no longer approved here)

    FRN 303246

    • Responsible for Insurance Distribution (1 Oct 2018 to 6 Nov 2018)
    • Responsibility for MCD Intermediation (22 May 2017 to 6 Nov 2018)
    • Responsible for Insurance Mediation (22 May 2017 to 30 Sep 2018)
    • CF1 Director (9 May 2017 to 6 Nov 2018)
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Recent activity

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