Caroline Jane Fischer

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Capital International Limited (no longer approved here)

    FRN 119193

    • [FCA CF] Client dealing (23 Aug 2022 to 27 Sep 2023)
    • [FCA CF] Functions requiring qualifications (23 Aug 2022 to 27 Sep 2023)
    • [FCA CF] CASS oversight function (28 Sep 2020 to 23 Aug 2022)
    • CF30 Customer (3 Oct 2013 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 14 Jan 2011)
    • CF20 Significant Mgt (Settlements) (16 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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