Caroline Jane Ashton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aspire Financial Management Ltd (no longer approved here)
FRN 568595
- Employed By (31 May 2013 to 31 Aug 2020)
Tenet & You Limited (no longer approved here)
FRN 455280
- Employed By (28 May 2013 to 31 Aug 2020)
Interactive Investor Services Limited (no longer approved here)
FRN 141282
- CF10a CASS Oversight function (1 Oct 2011 to 1 Mar 2012)
- CF1 Director (7 Feb 2002 to 1 Mar 2012)
- CF13 Finance (1 Dec 2001 to 23 Jun 2003)
Platform Securities LLP (no longer approved here)
FRN 214206
- CF2 Non Executive Director (23 Nov 2009 to 1 Mar 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.