Caroline Fraser

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs Bank Europe SE (no longer approved here)

    FRN 973220

    • SMF17 Money Laundering Reporting Officer (MLRO) (13 Apr 2023 to 31 May 2024)
  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • [FCA CF] Material risk taker (1 Jan 2023 to 31 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Jan 2023)
    • CF11 Money Laundering Reporting (18 Dec 2018 to 8 Dec 2019)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Dec 2018 to 31 May 2024)
    • [PRA CF] Significant risk taker or Material risk taker (3 Aug 2018 to 18 Dec 2018)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Dec 2018 to 13 Jun 2023)
    • [PRA CF] Significant risk taker or Material risk taker (3 Aug 2018 to 18 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.