Caroline Emma Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ageas Insurance Limited (no longer approved here)

    FRN 202039

    • SMF18 Other Overall Responsibility (26 Jan 2026 to 31 Mar 2026)
  • Ageas Retail Limited (no longer approved here)

    FRN 312468

    • SMF18 Other Overall Responsibility (26 Jan 2026 to 31 Mar 2026)
  • Esure Services Limited (no longer approved here)

    FRN 312063

    • SMF18 Other Overall Responsibility (20 May 2022 to 31 Mar 2026)
    • [FCA CF] Material risk taker (6 Jan 2020 to 20 May 2022)
    • [FCA CF] Significant management (6 Jan 2020 to 15 Jan 2021)
  • esure Insurance Limited (no longer approved here)

    FRN 203350

    • SMF18 Other Overall Responsibility (15 Jan 2021 to 31 Mar 2026)
    • [FCA CF] Material risk taker (6 Jan 2020 to 15 Jan 2021)
    • [FCA CF] Significant management (6 Jan 2020 to 15 Jan 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Material risk taker (1 Feb 2018 to 3 Jan 2020)
    • [PRA CF] Significant risk taker or Material risk taker (1 Feb 2018 to 3 Jan 2020)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Material risk taker (1 Feb 2018 to 9 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (1 Feb 2018 to 9 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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