Caroline Ellen Russell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 25 Apr 2023)
    • CF30 Customer (since 21 Apr 2023)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (313)Employed By (since 21 Apr 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (8 Sep 2022 to 10 Mar 2023)
    • CF30 Customer (27 Jun 2022 to 10 Mar 2023)
  • Paul Bryanton (no longer approved here)

    FRN 796207

    • (1)Employed By (1 Sep 2022 to 10 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

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