Caroline Cook

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baillie Gifford Overseas Limited

    FRN 121818

    • [FCA CF] Manager of certification employee (since 15 Dec 2021)
    • [FCA CF] Client dealing (since 10 Jan 2020)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 1 Jul 2021)
  • Baillie Gifford & Co

    FRN 142597

    • [FCA CF] Manager of certification employee (since 15 Dec 2021)
    • [FCA CF] Client dealing (since 10 Jan 2020)
    • [FCA CF] Manager of certification employee (10 Jan 2020 to 1 Jul 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (2 Feb 2018 to 24 Sep 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2005)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 7 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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