Caroline Catlin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Landmark IFA Limited

    FRN 225538

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (14 Oct 2019 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 13 Aug 2017)
    • CF21 Investment Adviser (1 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Nov 2006 to 1 Feb 2007)
  • Fiducia Comprehensive Financial Planning Limited (no longer approved here)

    FRN 209570

    • (12)Employed By (28 Nov 2006 to 13 Aug 2017)

Recent activity

Updates to this individual's record on the FCA register.

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