Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Goldman Sachs International
FRN 142888
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- [FCA CF] Functions requiring qualifications (since 13 Mar 2019)
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- CF30 Customer (19 Aug 2015 to 28 Apr 2016)
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- CF30 Customer (1 Nov 2007 to 28 Jan 2010)
- CF22 Investment Adviser (Trainee) (10 Oct 2006 to 31 Oct 2007)
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- CF26 Customer Trading (2 Nov 2004 to 30 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.