Caroline Ann Adcock

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc

    FRN 765112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (27 Sep 2016 to 1 Jul 2018)
    • CF30 Customer (5 May 2011 to 6 Mar 2016)
    • CF22 Investment Adviser (Trainee) (24 Jul 2006 to 30 Aug 2006)
    • CF21 Investment Adviser (19 May 2003 to 3 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.