Carole Patricia Stott

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Client dealing (1 Jul 2018 to 4 Apr 2019)
    • [FCA CF] Manager of certification employee (1 Jul 2018 to 7 Mar 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (10 Nov 2016 to 4 Apr 2019)
    • [FCA CF] Manager of certification employee (10 Nov 2016 to 7 Mar 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (16 Apr 2007 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (11 Aug 2005 to 28 Mar 2007)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF26 Customer Trading (1 Dec 2001 to 19 Jul 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 19 Jul 2005)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF26 Customer Trading (1 Dec 2001 to 28 Feb 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2005)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF21 Investment Adviser (1 Dec 2001 to 19 Jul 2005)
    • CF26 Customer Trading (1 Dec 2001 to 19 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.