Carole McCann

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ROGER W. DEAN & COMPANY LIMITED
FRN 169512
- (1)Employed By (since 6 Nov 2024)
- (4)Employed By (26 May 2009 to 18 May 2012)
Your Company Matters Limited
FRN 486123
- CF1 Director (AR) (since 6 Nov 2024)
CCV Risk Solutions Limited (no longer approved here)
FRN 461649
- CF1 Director (AR) (26 May 2009 to 3 Dec 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.