Carole Costello

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sanlam Investments UK Limited (no longer approved here)
FRN 459237
- CF30 Customer (13 Oct 2015 to 9 Jan 2019)
VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)
FRN 527839
- CF30 Customer (3 Dec 2012 to 5 Nov 2015)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF30 Customer (8 Dec 2009 to 14 Sep 2012)
PineBridge Investments Europe Limited (no longer approved here)
FRN 122531
- CF30 Customer (4 Feb 2008 to 9 Jun 2009)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF22 Investment Adviser (Trainee) (17 Jun 2003 to 28 Jul 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.