Carole Berndt

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cynergy Bank Plc (no longer approved here)

    FRN 575105

    • SMF12 Chair of the Remuneration Committee (11 Aug 2021 to 31 Dec 2023)
    • Director of firm who is not a certification employee or a SMF manager (24 Oct 2019 to 11 Aug 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF29 Significant management (9 Oct 2013 to 26 Feb 2015)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF29 Significant management (16 Feb 2012 to 13 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

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